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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-08 |
| CA | RA | APPROVED | 2015-03-18 |
Branch Locations
5170 Golden Foothill Pkwy, El Dorado Hills, CA 95762 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | El Dorado Hills | CA | 03/2015 | Present |
| Folsom Symphony Orchesrta | Folsom | CA | 03/2015 | Present |
| Jeff Runquist Wines | Plymouth | CA | 03/2015 | 08/2020 |
1) 03/17/2015: Folsom Symphony Orchesrta - Outside/W-2 Employment - Investment Related - 1024 Iron Point Rd, Folsom, CA 95830 - 10% Time Spent - musician 2) 03/17/2015: Earle Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 100% Time Spent 3) 09/28/2016: Crump Insurance - Non-Variable Insurance - Investment Related - 5170 Golden Foothill Pkwy, El Dorado Hills, CA 95762 - Start 09/01/2016 - 120 Hr/Mo; 120 Hour(s) During Securities Trading - Acting as insurance agent for various carriers thru Crump Insurance BGA. Insurance Types: Life, Health, Disability, LTC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 1997-05-16 |
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