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Julia Katherine Earle

LPl Financial LLC

El Dorado Hills, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-08
CA RA APPROVED 2015-03-18
  • TX RA
    APPROVED_RES
    Since 2022-02-08
  • CA RA
    APPROVED
    Since 2015-03-18

Branch Locations

5170 Golden Foothill Pkwy, El Dorado Hills, CA 95762 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc El Dorado Hills CA 03/2015 Present
Folsom Symphony Orchesrta Folsom CA 03/2015 Present
Jeff Runquist Wines Plymouth CA 03/2015 08/2020
  • 03/2015 → Present
    El Dorado Hills, CA
  • 03/2015 → Present
    Folsom Symphony Orchesrta
    Folsom, CA
  • 03/2015 → 08/2020
    Jeff Runquist Wines
    Plymouth, CA
Previous Registrations
  • 2010-03-24 → 2015-03-23
    Galt, CA
    Yuba City, CA
    Elk Grove, CA
    Roseville, CA
    Roseville, CA
    Auburn, CA
    Manteca, CA
    Davis, CA
    Redding, CA
    Placerville, CA
  • 2007-06-20 → 2010-03-16
    Placerville, CA
    Sacramento, CA
    Rocklin, CA
    Davis, CA
    Rocklin, CA
    Roseville, CA
    Roseville, CA
    Sacramento, CA
    Cameron Park, CA
    Placerville, CA
    Rancho Cordova, CA
    Lincoln, CA
    Folsom, CA
    Pollock Pines, CA
    Lincoln, CA
    Lincoln, CA
    El Dorado Hills, CA
    West Sacramento, CA
    Sacramento, CA
    Folsom, CA
    Sacramento, CA
    Rancho Cordova, CA
    Sacramento, CA
    Sacramento, CA
    Pollock Pines, CA
    Rancho Cordova, CA
    Fair Oaks, CA
    Sacramento, CA
Other Businesses

1) 03/17/2015: Folsom Symphony Orchesrta - Outside/W-2 Employment - Investment Related - 1024 Iron Point Rd, Folsom, CA 95830 - 10% Time Spent - musician 2) 03/17/2015: Earle Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 100% Time Spent 3) 09/28/2016: Crump Insurance - Non-Variable Insurance - Investment Related - 5170 Golden Foothill Pkwy, El Dorado Hills, CA 95762 - Start 09/01/2016 - 120 Hr/Mo; 120 Hour(s) During Securities Trading - Acting as insurance agent for various carriers thru Crump Insurance BGA. Insurance Types: Life, Health, Disability, LTC

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-19
S63 Uniform Securities Agent State Law Examination 1997-05-16
  • S65 Uniform Investment Adviser Law Examination
    2007-06-19
  • S63 Uniform Securities Agent State Law Examination
    1997-05-16
Other Names
  • Julia Katherine Sidener

View on SEC IAPD

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