Jon David Goldstein

Current Employers

Employment History

• 02/1994 → 10/2019
  Ameriprise Financial Services, Inc.
  Madison, WI
• 10/2019 → 11/2022
  Securities America, Inc.
  Middleton, WI
• 10/2019 → 11/2022
  Arbor Point Advisors
  Middleton, WI
• 10/2022 → Present
  Goldstein Advisors, Llc
  Madison, WI
• 12/2022 → Present
  Kestra Investment Services Llc
  Madison, WI

Previous Registrations

• 2019-10-10 → 2022-12-01
  Arbor Point Advisors
  Middleton, WI
• 1998-02-04 → 2019-10-16
  Ameriprise Financial Services, Llc
  Lake Geneva, WI
  Madison, WI
  Madison, WI
  Middleton, WI
  Middleton, WI

Other Businesses

***WISCONSIN PERINATAL FOUNDATION POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No; # OF HOURS: 0 ; DURING SECURITIES TRADING HOURS: 0; START DATE: 05/10/2012; ADDRESS: 1010 Mound St, Madison WI 53715, US; DESCRIPTION: attend quarterly board meetings via phone, review distributions and market forecasts. ***NORTHERN BAY RETREAT, LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/08/2010 ADDRESS: 1241 John Q Hammons, Suite 302, Madison WI 53717, US DESCRIPTION: This LLC owns my vacation home. ***MADISON4KIDS POSITION: board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/17/2013 ADDRESS: 1241 John Q Hammons, Suite 302, Madison WI 53717, US DESCRIPTION: Attend board meetings quarterly. ***INDEPENDENT INSURANCE AGENT POSITION: Independent Insurance Agent NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/30/1998 ADDRESS: 1241 John Q Hammons Drive, Suite 302, Madison WI 53717, US DESCRIPTION: Independent Insurance Agent for group life & disability ***BOY SCOUTS OF AMERICA - GLACIERS' EDGE COUNCIL POSITION: Audit Committee Member, Investment Committee Chair NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/20/2017 ADDRESS: 5846 Manufacturers Dr, Madison WI 53704, US DESCRIPTION: Review and oversight of Council Endowment Fund. I do not make any trades or transactions in the endowment fund. ***GOLDSTEIN ADVISORS, LLC POSITION: Investment Advisor Representative for independent RIA; NATURE: Investment advisory services through an independent outside RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 11/01/2022; ADDRESS: 1241 John Q Hammons, Suite 302, Madison WI , US, 53717; DESCRIPTION: Investment Advisor Representative for independent RIA. ***KESTRA INVESTMENT SERVICES, LLC; investment Related: Yes;Broker/Dealer firm; Investment Advisor Representative; 1241 John Q Hammons Dr Ste 302, Madison, WI 53717; Nature: RIA Firm;Start: 12/2022; Registered Representative.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-06
• S63 Uniform Securities Agent State Law Examination
  1997-11-06

Designations

Other Names

• Jon Goldstein