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99 Park Avenue 16Th Floor, New York, NY 10016 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2023-04-25 |
Branch Locations
2201 High Wickham Place, Louisville, KY 40245 • United States
99 Park Avenue 16Th Floor, New York, NY 10016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Argi Investment Services, Llc | Louisville | KY | 06/2009 | 04/2023 |
| Argi Financial Group | Louisville | KY | 08/2003 | 01/2023 |
| Cerity Partners | Louisville | KY | 04/2023 | Present |
Evolve 502, Not Inv. Related, Serve on the Board as well as Finance Subcommittee - Approx 15 hrs/month Courtside LLC, Not Inv Related, Partner - 0 time/month Louisville TKO - Not Inv Related, Co-founder of Charity Boxing Gym, 6-10 hours/month 310 Tempering - Not Inv. Related, Partner helping oversee strategic direction and help secure financing for operations - approx 40 hours/month Cypress RE, Not Inv. Related, Factory owner, 1-5 hours/month Owl Creek Country Club, Not Inv. Related, Board of Directors, 1-5 hours/month PJR Management, not Inv. Related, management of income - approximately 15 hours/month AJAE Private Equity, Inv. Related, Real estate and commercial rental helping mother - approximately 6-10 hours/month Ann Gipson ILIT, Inv. Related, Trustee for Mother's Trust, 6-10 hours/month
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-06-21 |
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