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400 Broadway, Cincinnati, OH 45202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2025-07-07 |
Branch Locations
303 Broadway 16Th Floor, Cincinnati, OH 45202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The O.N. Equity Sales Company | Cincinnati | OH | 01/1997 | 03/2023 |
| Ohio National Equities Inc | Cincinnati | OH | 02/2004 | 03/2023 |
| W&S Brokerage Servces | Cincinnati | OH | 04/2023 | Present |
Rental property, Owner, 7220 Eastlawn Drive Cincinnati OH, Not securities related, 4hrs per month, Rental income///UBER, Cincinnati OH, Own the truck used for UBER driven by brother, Not investment related, 2hrs per month, commissions///BT Rise, Cincinnati OH, Board Member, Not Investment Related, No compensation///
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-03 |
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