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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-02
AR RA APPROVED 2022-07-15
  • TX RA
    APPROVED_RES
    Since 2025-04-02
  • AR RA
    APPROVED
    Since 2022-07-15

Branch Locations

2832 W Sunset Ave, Springdale, AR 72762-4940 • United States

2832 W Sunset Ave, Springdale, AR 72762-4940 • United States

1540 State Hwy 248, Branson, MO 65616 • United States

2350 S Range Line Rd, Joplin, MO 64804 • United States

21159 Main St, Reeds Spring, MO 65737 • United States

500 E Mt Vernon, Mt Vernon, MO 65715 • United States

1401 W Hwy J, Ozark, MO 65721 • United States

14 Public Square, Stockton, MO 65785 • United States

2025 N Crossover Rd, Fayetteville, AR 72703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Rogers AR 03/2015 12/2018
Cetera Investment Advisers Llc Rogers AR 05/2015 12/2018
Cetera Investment Services Llc St.CLoud MN 05/2015 12/2018
Arvest Wealth Management Rogers AR 12/2018 05/2021
National Securities Corporation Bentonville AR 05/2021 07/2022
National Asset Management Bentonville AR 05/2021 07/2022
Simmons Bank Springdale AR 07/2022 Present
Lpl Financial, Llc Springdale AR 07/2022 Present
  • 03/2015 → 12/2018
    Regions Bank
    Rogers, AR
  • 05/2015 → 12/2018
    Rogers, AR
  • 05/2015 → 12/2018
    Cetera Investment Services Llc
    St.CLoud, MN
  • 12/2018 → 05/2021
    Rogers, AR
  • 05/2021 → 07/2022
    National Securities Corporation
    Bentonville, AR
  • 05/2021 → 07/2022
    National Asset Management
    Bentonville, AR
  • 07/2022 → Present
    Simmons Bank
    Springdale, AR
  • 07/2022 → Present
    Springdale, AR
Previous Registrations
Other Businesses

1) 7/2022 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - SIMMONS INVESTMENT SERVICES - INVESTMENT RELATED - SPRINGDALE, AR 72764 2) 2/2021 - NOTARY - ANDREW ADAMS - INVESTMENT RELATED - SPRINGDALE, AR 72764 3) 08/19/2024 - Springdale Country Club - Outside/W-2 Employment - Waitress - Not Investment Related - 608 W Lakeview Dr, Springdale, AR 72764 - Start Date 08/27/2024 - 25 Hours per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-20
  • S66 Uniform Combined State Law Examination
    2014-09-20
Other Names
  • Andrew G Adams
  • Andy Adams

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