Benjamin Stephen Shaddox

Current Employers

Employment History

• 03/2003 → Present
  Arvest Asset Management
  Springdale, AR
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Springdale, AR
• 02/2007 → Present
  Kestra Investment Services, Llc
  Springdale, AR

Previous Registrations

• 2003-03-05 → 2007-02-22
  Arvest Wealth Management
  Springdale, AR
  Springdale, AR
  Springdale, AR
• 2000-03-10 → 2003-03-21
  Equitable Advisors, Llc
  Springdale, AZ

Other Businesses

Business Name: Lion Street Investment Related: Yes Address: 515 Congress ave Austin TX 78701 Nature of Business: Insurance Position, Title or Relationship: Product Sales Start Date: 1/1/2011 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Insurance SalesBusiness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory servicesBusiness Name: Eastern Gate Financial LLC Investment Related: Yes Address: 4100 Corporate Center Drive Suite 201 Springdale AR 72762 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Principal/Owner Start Date: 1/1/2018 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: Meeting with clients and general management of business operations

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-03
• S63 Uniform Securities Agent State Law Examination
  1998-08-24

Designations

Other Names

• Benjamin Shaddox
• Ben Shaddox