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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-05-01
NE RA APPROVED 1997-12-31
  • TX RA
    APPROVED_RES
    Since 2007-05-01
  • NE RA
    APPROVED
    Since 1997-12-31

Branch Locations

612 W Benjamin Ave, Norfolk, NE 68701-2982 • United States

Norfolk, NE • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Norfolk NE 09/2005 03/2020
Ameriprise Financial Services, Llc Norfolk NE 03/2020 Present
Other Businesses

Independent Insurance Brokering; Hartford; 04/15/2014; Fixed Annuity / Prudential Life; 04/23/2019; . Business Ownership; NBRech, LLC; Co-owner; Real Estate; 607 Pierce St, , Norfolk, NE, 68701; Not Investment-Related; 04/17/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Boy Scout Troop 122; Treasurer; 100 Cottage Ln Norfolk, NE. 68701, ,; ; 10/01/1999; 1 to 9 hours per month; 1 to 9 during trading hours / Norfolk Noon Kiwanis Club Foundation, Inc.; Member at Large; PO Box 345, , Norfolk, NE, 68702; Not Investment-Related; 05/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-03-25
  • S63 Uniform Securities Agent State Law Examination
    1994-03-25
Other Names
  • Brian J Rech

View on SEC IAPD

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