Vicki K Schapp

Current Employers

Employment History

• 09/2017 → Present
  Transamerica Financial Advisors, Inc
  Cincinnati, OH
• 05/2017 → Present
  World Financial Group, Inc.
  Cincinnati, OH
• 10/2016 → 01/2017
  Anthem
  Mason, OH
• 08/2016 → 08/2017
  Zeiders Enterprises
  Woodbridge, VA
• 09/2013 → 09/2016
  Good Shepard Lutheran Church
  Cincinnati, OH
• 12/2017 → 12/2018
  Michael Mackay
  Cincinnati, OH
• 10/2015 → 10/2021
  Good Shepherd Lutheran Church Council
  Cincinnati, OH
• 12/2018 → 01/2019
  Kohl'S Corporation
  Cincinnati, OH
• 01/2019 → Present
  William F Mitchell, Llc
  Cincinnati, OH
• 01/2019 → Present
  Netlaw Inc.
  Louisville, KY
• 08/2017 → Present
  Wealthwave
  Cincinnati, OH
• 02/2024 → Present
  Trustee Of Dean Q Shupert And Marjorie L Shupert Revocable Trust
  Maineville, OH
• 07/2025 → Present
  Heartland Institute Of Financial Education
  Greenwood Village, CO

Previous Registrations

• 2014-12-03 → 2016-06-13
  Eagle Strategies Llc
  Cincinnati, OH
• 2012-03-21 → 2014-06-19
  Park Avenue Securities Llc
  Cincinnati, OH
  Cincinnati, OH
  Maineville, OH
  Cincinnati, OH
  Cincinnati, OH
• 2006-11-14 → 2011-12-09
  Mml Investors Services, Llc
  Cleveland, OH
  Cincinnati, OH
  West Chester, OH
• 2004-01-02 → 2006-11-01
  Spc
  Maineville, OH

Other Businesses

Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. 08/2017PRESENTWealthWaveCincinnatiOhioUnited StatesYesNA NETLAW / INVESTMENT RELATED: NO / 12910 SHELBYVILLE RD. SUITE 124 LOUISVILLE KY 40243 / ESTATE DOCUMENT TEMPLATES AND DOCUMENT STORAGE / HOURS PER MONTH 1 / HOURS DURING SECURITIES TRADING 1 / IF CLIENT NEEDS ESTATE DOCUMENTS DRAFTED, SHARE WITH WEBSITE AND DISCUSS BENEFITS OF USING NETLAW WILLIAM F MITCHELL, LLC/ emp dates: 0119 TO PRESENT/ INVESTMENT RELATED: NO /address: 11421 CHESTER ROAD SUITE B CINCINNATI, OH 45246/ position: ADMINISTRATIVE ASSISTANT/ nature of business: CONDUCTS ADMINISTRATIVE SERVICES/ hrs work monthly: 80 /Sec trading hrs: 4 / duties: SECRETARIAL- FILING, TYPING, ACCOUNT LOOKUP, DATA ENTRY, ETC TRUSTEE OF DEAN Q SHUPERT AND MARJORIE L SHUPERT REVOCABLE TRUST DTD 06/27/1997 POSITION: Trustee NATURE: Trustee of Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 02/05/2024 ADDRESS: 311 Nightwind Dr, Maineville OH 45039, United States DESCRIPTION: Depositing any income and paying bills. Then once the Trust account is changed to me as Trustee, the Brokerage accounts will be liquidated and distributed to the beneficiaries. HEARTLAND INSTITUTE OF FINANCIAL EDUCATION POSITION: Certified Financial Educator NATURE: Financial Education INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 07/28/2025 ADDRESS: 8301 E Prentice Ave, Suite 312, Greenwood Village CO 80111, United States DESCRIPTION: I promote and provide financial education courses to businesses and employer groups as a Heartland CFEd.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-10-06
• S65 Uniform Investment Adviser Law Examination
  1994-05-05

Designations

Other Names

• Vicki K Shupert
• Vicki K Schapp
• Vicki Kay Schapp
• Vicki K Shupert