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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-04-06
  • GA RA
    APPROVED
    Since 2017-04-06

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Chamblee, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Retirement Plan Services Llc Atlanta GA 02/2011 Present
J.P. Morgan Institutional Investments Inc. Atlanta GA 02/2011 Present
Random Specific Productions, Llc Atlanta GA 04/2013 Present
Gwfs Equities, Inc. Overland Park KS 09/2014 Present
  • 02/2011 → Present
    J.P. Morgan Retirement Plan Services Llc
    Atlanta, GA
  • 02/2011 → Present
    J.P. Morgan Institutional Investments Inc.
    Atlanta, GA
  • 04/2013 → Present
    Random Specific Productions, Llc
    Atlanta, GA
  • 09/2014 → Present
    Gwfs Equities, Inc.
    Overland Park, KS
Previous Registrations
  • 2011-03-08 → 2014-09-03
    J.P. Morgan Institutional Investments Inc.
    Atlanta, GA
    Overland Park, KS
    Atlanta, GA
    Englewood, CO
  • 2010-07-28 → 2011-02-16
    Harrisdirect Llc
    Arlington, VA
  • 2008-07-22 → 2009-02-12
    Atlanta, GA
Other Businesses

RANDOM SPECIFIC PRODUCTIONS, LLC - 1121 DUNBARTON TRACE NE, ATLANTA, GA 30319 - NON INVESTMENT-RELATED. BEGINNING 4/16/2013, WILL BE THE OWNER OF A FILM PRODUCTION COMPANY WHERE MY MAIN ROLE WILL BE TO OVERSEE THE PRODUCTION AND ANY DISTRIBUTION OF ANY VIDEO/FILM/SHORT STORY/NARRATIVE ITEMS. HOURS WILL VARY, NONE DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-07-16
S63 Uniform Securities Agent State Law Examination 1994-04-27
  • S65 Uniform Investment Adviser Law Examination
    2008-07-16
  • S63 Uniform Securities Agent State Law Examination
    1994-04-27

View on SEC IAPD

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