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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-08
IA RA APPROVED 2014-10-21
  • TX RA
    APPROVED_RES
    Since 2016-09-08
  • IA RA
    APPROVED
    Since 2014-10-21

Branch Locations

105 E Main Street Suite 1, West Union, IA 52175 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Inc West Union IA 10/2014 Present
Raymond James Financial Services Advisors Inc. West Union IA 10/2014 Present
Previous Registrations
Other Businesses

(1) Name of Business: Address: Elgin, IA, 52141, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: mange the farm that I own hire someone to farm it for me plant and harvest corn and soybeans maybe some hay on 120 arces (2) Name of Business: Address: 105 E Main St Ste 1, West Union, IA, 52175-1254, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 07/13/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3) Name of Business: Brian Gibson financial services LLC Address: 105 E Main St Ste 1, West Union, IA, 52175, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/24/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: branch manger (4) Name of Business: farm Address: Elgin, IA, 52141, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 05/01/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: i bought steers8 for $4400 to keep my pasture down i might make $ i might not (5) Name of Business: honey bees Address: Elgin, IA, 52141, United States Activity Type: Agriculture/Farming Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/21/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: i have 3 bee hives and i will be growing it to 4 and 5 i have excess honey that i will be selling to clients and wholesale

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-12-27
S63 Uniform Securities Agent State Law Examination 1994-03-14
  • S66 Uniform Combined State Law Examination
    2006-12-27
  • S63 Uniform Securities Agent State Law Examination
    1994-03-14
Other Names
  • Brian P Gibson

View on SEC IAPD

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