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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-03
IA RA APPROVED 1999-01-01
  • TX RA
    APPROVED_RES
    Since 2024-09-03
  • IA RA
    APPROVED
    Since 1999-01-01

Branch Locations

115 S Vine St, West Union, IA 52175 • United States

Cedar Falls, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. West Union IA 09/2005 03/2020
Ameriprise Financial Services, Llc West Union IA 03/2020 Present
Other Businesses

Real Estate Ownership; Multi-Family; 2510 College St, cedar Falls Ia, ,; ; / Single Family; 639 cabin 4, HWY 364, Harpers Ferry, Iowa, ,; Investment-Related; 11/01/2017 / Single Family; 2516 College St Cedar Falls IA, ,; ; / Single Family; 2516 College St, Cedar Falls IA, ,; ; / Single Family; 808 W 28th Street, Cedar Falls IA, ,; ; / Multi-Family; 813-825 W 28th Street, Cedar Falls IA, ,; ; / Multi-Family; 801 - 803 W 28th Street, Cedar Falls, IA, ,; ; / Multi-Family; 802 - 804 W 28th St, Cedar Falls, IA, ,; ; / Single Family; 2126 Hawthorne Dr, Cedar Falls IA 50613, ,; Not Investment-Related; 03/01/2015 / Lot/Land; 1024 315th Ave, , Waucoma, IA, 52171; Investment-Related; 03/01/2025 / Single Family; 210 1st Ave NW, , Waucoma, IA, 52171; Not Investment-Related; 02/01/2025. Business Ownership; AAA properties, LLC; Owner; Real Estate; none, , Cedar Falls, IA, 50613; Not Investment-Related; 10/16/2004; 0 hours per month; 0 during trading hours. Outside Employment; Summit Management Group, LLC; Registered team member - Advisor ; Manage advisory business; 115 South Vine St, , West Union, IA, 52175; Investment-Related; 01/04/2022; 60 hours per month; 60 during trading hours. Other Business Activities; run for city council; campaign for city council in Cedar Falls, Iowa; city hall for cedar falls, 220 clay street, ,; ; 08/25/2017; 10 to 19 hours per month; 0 during trading hours / Cedar Falls City Council 3rd Ward; normal duties overseeing city government activities and citizen complaints and concerns; City Hall, 220 Clay street, Cedar Fall IA, 50613, ,; ; 01/02/2018; 10 to 19 hours per month; 0 during trading hours / Executive Director for Landlords of Iowa; Help with business activities for Landlords of Iowa including recruiting new members, new city chapters, trouble shoot with membership difficulties, work with executive board to formulate strategy for educational events including annual convention and quarterly meetings. Coordinate response to outside influences to member landlords such as Corona virus, law changes from court rulings and other unknowns of the future.; 2725 Minnetonka Dr, , Cedar Falls, IA, 50613; Investment-Related; 04/01/2020; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-02-24
  • S63 Uniform Securities Agent State Law Examination
    1986-02-24

View on SEC IAPD

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