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Susan Lynn Whitcomb

Ameriprise Financial Services, LLC

Northport, NY

Asharoken, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

842 Fort Salonga Rd Ste 2, Northport, NY 11768 • United States

Asharoken, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Northport NY 09/2005 03/2020
Ameriprise Financial Services, Llc Northport NY 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-02-09
S63 Uniform Securities Agent State Law Examination 1994-05-19
  • S65 Uniform Investment Adviser Law Examination
    1995-02-09
  • S63 Uniform Securities Agent State Law Examination
    1994-05-19
Designations
Other Names
  • Susan Lynn Alleva

View on SEC IAPD

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HOWARD ROBERT ASCH

Other Offices

OSAIC WEALTH, INC. · JERICHO, NY
OSAIC WEALTH, INC. · Jericho, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Jericho, NY
SHELTER ROCK MANAGEMENT, LLC · JERICHO, NY
BLOOMSCHON CPAS LLC · JERICHO, NY
ALPHA CONCEPTS LLC · JERICHO, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Jericho, NY
CITIGROUP GLOBAL MARKETS INC. · HICKSVILLE, NY

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