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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-04-01
TX RA APPROVED 2024-04-01
  • NY RA
    APPROVED
    Since 2024-04-01
  • TX RA
    APPROVED
    Since 2024-04-01

Branch Locations

380 N. Broadway Suite 206, Jericho, NY 11753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pimco Investments Llc New York NY 02/2011 11/2018
Pacific Investment Management Company Llc New York NY 02/2011 11/2018
Fidelity Investments New York NY 04/2019 04/2024
Unemployed Due To Business Restructuring New York NY 11/2018 04/2019
Osaic Wealth, Inc. Jericho NY 04/2024 Present
  • 02/2011 → 11/2018
    Pimco Investments Llc
    New York, NY
  • 02/2011 → 11/2018
    Pacific Investment Management Company Llc
    New York, NY
  • 04/2019 → 04/2024
    Fidelity Investments
    New York, NY
  • 11/2018 → 04/2019
    Unemployed Due To Business Restructuring
    New York, NY
  • 04/2024 → Present
    Jericho, NY
Previous Registrations
  • 2019-08-01 → 2024-04-04
    Fidelity Personal And Workplace Advisors
    New York, NY
Other Businesses

1. OBA-98097|OrgNmn: 401/65 Owners Corp. (Manhattan residential coop buildi|Org Addr:New York,New York,US|OBA Nature:Coop Board Member|Invst Rel:Y|Title:Director|Duties:work with other board members to make decisions for the Coop|StrtDt:|TotHrs/mon:5|TrdHrs/mon:0| 2. Michael Grand, Agent, Offer Fixed Insurance Products to clients as needed. Life Insurance, Health Insurance, Accident & Disability Insurance, and Fixed Annuities 3. MICHAEL GRAND POSITION: agent NATURE: Offer Insurance products and services to clients as needed INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 04/01/2024 ADDRESS: 380 N Broadway, Jericho NY 11753, United States DESCRIPTION: Offer Insurance products and services to clients as needed 4. 401/65 OWNERS CORP. POSITION: officer NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 05/08/2023 ADDRESS: 401 East 65th Street, New York NY 10065, United States DESCRIPTION: partner with management company to: review and discuss building finances and maintenance issues, collaborate on building projects, address resident questions and issues. 5. REVUP PRIVATE WEALTH, LLC POSITION: Founder NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/03/2024 ADDRESS: 380 N. Broadway, Jericho NY 11753, United States DESCRIPTION: Maintain annual filings with state of New York for entity.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-10
S63 Uniform Securities Agent State Law Examination 2005-12-05
  • S65 Uniform Investment Adviser Law Examination
    2010-12-10
  • S63 Uniform Securities Agent State Law Examination
    2005-12-05
Designations
Other Names
  • Michael J Grand
  • Michael James Grand

View on SEC IAPD

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