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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-01 |
| TX | RA | APPROVED | 2024-04-01 |
Branch Locations
380 N. Broadway Suite 206, Jericho, NY 11753 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pimco Investments Llc | New York | NY | 02/2011 | 11/2018 |
| Pacific Investment Management Company Llc | New York | NY | 02/2011 | 11/2018 |
| Fidelity Investments | New York | NY | 04/2019 | 04/2024 |
| Unemployed Due To Business Restructuring | New York | NY | 11/2018 | 04/2019 |
| Osaic Wealth, Inc. | Jericho | NY | 04/2024 | Present |
1. OBA-98097|OrgNmn: 401/65 Owners Corp. (Manhattan residential coop buildi|Org Addr:New York,New York,US|OBA Nature:Coop Board Member|Invst Rel:Y|Title:Director|Duties:work with other board members to make decisions for the Coop|StrtDt:|TotHrs/mon:5|TrdHrs/mon:0| 2. Michael Grand, Agent, Offer Fixed Insurance Products to clients as needed. Life Insurance, Health Insurance, Accident & Disability Insurance, and Fixed Annuities 3. MICHAEL GRAND POSITION: agent NATURE: Offer Insurance products and services to clients as needed INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 04/01/2024 ADDRESS: 380 N Broadway, Jericho NY 11753, United States DESCRIPTION: Offer Insurance products and services to clients as needed 4. 401/65 OWNERS CORP. POSITION: officer NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 2 START DATE: 05/08/2023 ADDRESS: 401 East 65th Street, New York NY 10065, United States DESCRIPTION: partner with management company to: review and discuss building finances and maintenance issues, collaborate on building projects, address resident questions and issues. 5. REVUP PRIVATE WEALTH, LLC POSITION: Founder NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/03/2024 ADDRESS: 380 N. Broadway, Jericho NY 11753, United States DESCRIPTION: Maintain annual filings with state of New York for entity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-05 |
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