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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-04-22
  • VA RA
    APPROVED
    Since 2020-04-22

Branch Locations

320 North Main Street, Madison, VA 22727 • United States

230 Court Square Ste. 201, Charlottesville, VA 22902 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Comp Springfield MA 11/1993 04/2020
Mml Investors Services, Inc. Charlottesville VA 02/1994 04/2020
Commonwealth Financial Network Waltham MA 04/2020 Present
Lohr & Company, Llc Madison VA 04/2020 Present
  • 11/1993 → 04/2020
    Massachusetts Mutual Life Insurance Comp
    Springfield, MA
  • 02/1994 → 04/2020
    Mml Investors Services, Inc.
    Charlottesville, VA
  • 04/2020 → Present
    Waltham, MA
  • 04/2020 → Present
    Lohr & Company, Llc
    Madison, VA
Previous Registrations
Other Businesses

1.Managing Partner and Co-owner, Lohr & Company, LLC, a private entity est. to facilitate securities, advisory, and insurance business; As of 01/22/20; 30% time spent during regular business hours; Conducted at branch; Investment related. 2.Fixed insurance sales, as an Agent, under the name 'Lohr & Company, LLC'; As of 01/22/20; 30% time spent during regular business hours; Conducted at branch; Investment related. 3.President/Co-owner, Rehoboth Farms, LLC; an entity involved in the land management of a private farm, raising angus steers, and renting property as a wedding venue; Located in Madison, VA; as of 6/1/2021; 2% time spent during business hours; Conducted at branch location; Not investment related. 4. Co-owner, 4 Buckets Retirement, LLC; an entity involved in book sales, marketing and intellectual property ownership; as of 05/04/2023; Less than 1% of time spent during business hours; Conducted at branch location; Not Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-02-01
S63 Uniform Securities Agent State Law Examination 1994-03-02
  • S65 Uniform Investment Adviser Law Examination
    2019-02-01
  • S63 Uniform Securities Agent State Law Examination
    1994-03-02
Other Names
  • Gregory M Lohr

View on SEC IAPD

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