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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-04-22 |
Branch Locations
320 North Main Street, Madison, VA 22727 • United States
230 Court Square Ste. 201, Charlottesville, VA 22902 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Comp | Springfield | MA | 11/1993 | 04/2020 |
| Mml Investors Services, Inc. | Charlottesville | VA | 02/1994 | 04/2020 |
| Commonwealth Financial Network | Waltham | MA | 04/2020 | Present |
| Lohr & Company, Llc | Madison | VA | 04/2020 | Present |
1.Managing Partner and Co-owner, Lohr & Company, LLC, a private entity est. to facilitate securities, advisory, and insurance business; As of 01/22/20; 30% time spent during regular business hours; Conducted at branch; Investment related. 2.Fixed insurance sales, as an Agent, under the name 'Lohr & Company, LLC'; As of 01/22/20; 30% time spent during regular business hours; Conducted at branch; Investment related. 3.President/Co-owner, Rehoboth Farms, LLC; an entity involved in the land management of a private farm, raising angus steers, and renting property as a wedding venue; Located in Madison, VA; as of 6/1/2021; 2% time spent during business hours; Conducted at branch location; Not investment related. 4. Co-owner, 4 Buckets Retirement, LLC; an entity involved in book sales, marketing and intellectual property ownership; as of 05/04/2023; Less than 1% of time spent during business hours; Conducted at branch location; Not Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-02-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-02 |
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