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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-23
VA RA APPROVED 2020-04-22
  • TX RA
    APPROVED
    Since 2026-03-23
  • VA RA
    APPROVED
    Since 2020-04-22

Branch Locations

320 North Main Street, Madison, VA 22727 • United States

230 Court Square Ste. 201, Charlottesville, VA 22902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Co/Lohr & Company, Llc Charlottesville VA 01/2015 04/2020
Mml Investors Services, Llc Charlottesville VA 03/2015 04/2020
Commonwealth Financial Network Waltham MA 04/2020 Present
Lohr & Company, Llc Madison VA 04/2020 Present
Previous Registrations
Other Businesses

1. Fixed insurance sales, as an Agent, under the name 'Lohr & Company, LLC'; As of 4/22/2020; 20% time spent during regular business hours; Conducted at branch; Investment related. 2. Co-owner, 4 Buckets Retirement, LLC; an entity involved in book sales, marketing and intellectual property ownership; as of 05/04/2023; Less than 1% of time spent during business hours; Conducted at branch location; Not Investment related. 3. Co-owner, Pleasant Places Realty, LLC, an entity created for the purpose of managing real estate at 51 Court Pl, Charlottesville, VA 22901, as of 1/01/2023; 0% time spent during business hours; Not conducted at branch; Investment related. 4. Author of book, "The Four Buckets" Located in Madison, VA, as of 5/07/2025; 10% of time spent during business hours; Not conducted at branch location; Investment related. 5. Co-owner, Lohr & Company, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 2/15/2023; 80% of time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-01
  • S66 Uniform Combined State Law Examination
    2015-09-01
Designations
Other Names
  • Ethan Lohr
  • Ethan M. Lohr

View on SEC IAPD

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