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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-04-02 |
| TX | RA | APPROVED | 2020-04-27 |
Branch Locations
200 Ne Missouri Rd Ste 200, Lees Summit, MO 64086 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Lee'S Summit | MO | 09/2011 | 04/2020 |
| Lpl Financial, Llc | Lees Summit | MO | 04/2020 | Present |
1. 09/01/2011 - JOE A NASTASI LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 100%/ LEES SUMMIT, MO
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-20 |
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