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Roger A Rhodes

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Brentwood, TN

Brentwood, TN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-08-29
TN RA APPROVED 2012-06-14
  • TX RA
    APPROVED_RES
    Since 2012-08-29
  • TN RA
    APPROVED
    Since 2012-06-14

Branch Locations

201 Franklin Rd, Brentwood, TN 37027 • United States

Brentwood, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Nashville TN 03/2012 Present
Bank Of America, N.A. Nashville TN 07/2012 Present
  • 03/2012 → Present
    Merrill Lynch, Pierce, Fenner And Smith Incorporated
    Nashville, TN
  • 07/2012 → Present
    Bank Of America, N.A.
    Nashville, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-13
S63 Uniform Securities Agent State Law Examination 2011-04-12
  • S65 Uniform Investment Adviser Law Examination
    2012-06-13
  • S63 Uniform Securities Agent State Law Examination
    2011-04-12
Other Names
  • Roger Rhodes
  • Roger Alton Rhodes
  • Roger Alton Rhodes

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · BRENTWOOD, TN
CALDWELL ADVISORS, LLC · BRENTWOOD, TN
TRANQUILITY PARTNERS, LLC · BRENTWOOD, TN
EDWARD JONES · BRENTWOOD, TN
SANCTUARY ADVISORS, LLC · Brentwood, TN
TRUIST ADVISORY SERVICES, INC. · BRENTWOOD, TN
SANCTUARY ADVISORS, LLC · BRENTWOOD, TN
GLOBAL HEALTH AND WELLNESS INVESTMENT NETWORK · BRENTWOOD, TN

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