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222 South Cook Street, Barrington, IL 60010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-05-29 |
| IL | RA | APPROVED | 2019-10-14 |
Branch Locations
222 South Cook Street, Barrington, IL 60010 • United States
Butler, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Barrington | IL | 09/2014 | 10/2019 |
| Mutual Securities, Inc. | Camarilo | CA | 10/2019 | 10/2021 |
| Carter Financial Group, Inc. | Barrington | IL | 10/2019 | Present |
| Mutual Securities, Inc. | Camarillo | CA | 10/2021 | Present |
1. Carter Financial Group; Start Date: 10/14/2019, 200 N. Northwest Highway, Barrington, IL 60010, S-Corp, RIA, Investment Advisor - Minority Share Holder, Client facing, advice, trading client accounts, work with team on investment planning, maintain technology, including billing via Orion, Investment Related, 160 Hours per month. 2. Insurance Agent, Start Date: 10/06/2016, 200 N. Northwest Highway, Barrington, IL 60010, License, License, Insurance Agent, Insurance License, Investment Related, 10 Hours per month, 1 Hour per day during trading hours. 3. Mutual Securities, Inc. Broker Dealer Licensed Administrative Assistant Since 10/2021 Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-08-29 |
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