Stephanie Leigh Hagan

Employer firm

Carter Financial Group, Inc. CRD 301025

$382M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 10/2019
  Voya Financial Advisors
  Barrington, IL
• 10/2019 → 10/2021
  Mutual Securities, Inc.
  Camarilo, CA
• 10/2019 → Present
  Carter Financial Group, Inc.
  Barrington, IL
• 10/2021 → Present
  Mutual Securities, Inc.
  Camarillo, CA

Previous Registrations

• 2014-03-24 → 2019-10-18
  Voya Financial Advisors, Inc.
  Inverness, IL
  Naperville, IL
  Brooklyn Park, MN

Other Businesses

1. Carter Financial Group; Start Date: 10/14/2019, 200 N. Northwest Highway, Barrington, IL 60010, S-Corp, RIA, Investment Advisor - Minority Share Holder, Client facing, advice, trading client accounts, work with team on investment planning, maintain technology, including billing via Orion, Investment Related, 160 Hours per month. 2. Insurance Agent, Start Date: 10/06/2016, 200 N. Northwest Highway, Barrington, IL 60010, License, License, Insurance Agent, Insurance License, Investment Related, 10 Hours per month, 1 Hour per day during trading hours. 3. Mutual Securities, Inc. Broker Dealer Licensed Administrative Assistant Since 10/2021 Investment Related

Exams

• S66 Uniform Combined State Law Examination
  2013-08-29

Other Names

• Stephanie Leigh Kretschmer