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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-16 |
| MD | RA | APPROVED | 2011-04-04 |
Branch Locations
6200 Old Dobbin Lane Suite 100, Columbia, MD 21045 • United States
Annandale, VA • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors Llc | New York | NY | 03/2011 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 03/2011 | Present |
PPW LLC. 978 Yachtsman Way Annapolis, MD 21403, Non-Investment-related, Member of a Limited Liability Company, Owner of the LLC, 01/01/2022, 1 hour/month, Yearly Compensation: 0, OBA set up for tax purposes for business expenses - No products are sold or marketed to clients on any basis;. USING EMAIL OF KEN.HANDY@PHOENIXPRIVATEWEALTH.COM
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2006-01-30 |
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