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1445 Research Boulevard #530, Rockville, MD 20850 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-03-12 |
Branch Locations
1445 Research Boulevard #530, Rockville, MD 20850 • United States
80 Broad Street 29Th Floor, New York, NY 10004 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Joseph Gunnar & Co, Llc | New York | NY | 01/2009 | 02/2025 |
| Joseph Gunnar & Co. Llc | New York | NY | 06/2016 | 02/2025 |
| Ceros Finanical Services | Rockville | MD | 02/2025 | Present |
| Atcap Partners | Rockville | MD | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-10 |
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