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David Ross Kristiansen

J.P. Morgan Securities LLC

New Albany, IN

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-04-07
IN RA APPROVED 2013-06-20
  • TX RA
    APPROVED_RES
    Since 2014-04-07
  • IN RA
    APPROVED
    Since 2013-06-20

Branch Locations

120 W Spring Street, New Albany, IN 47150 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Louisville KY 06/2013 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-01
S63 Uniform Securities Agent State Law Examination 1994-04-07
  • S65 Uniform Investment Adviser Law Examination
    2002-07-01
  • S63 Uniform Securities Agent State Law Examination
    1994-04-07
Other Names
  • Dave Kristiansen

View on SEC IAPD

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