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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-01-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Plymouth Meeting | PA | 08/2011 | 03/2017 |
| Mass Mutual | Hunt Valley | MD | 07/2016 | 01/2024 |
| Mml Investors Services, Llc | Hunt Valley | MD | 03/2017 | 01/2024 |
| Cetera Investment Services Llc | St Cloud | MN | 01/2024 | Present |
| Cetera Investment Advisers Llc | Annapolis | MD | 01/2024 | Present |
| Frist National Bank Of Pa | Annapolis | MD | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-19 |
| S65 | Uniform Investment Adviser Law Examination | 1997-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-06 |
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