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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-11-01 |
| TX | RA | APPROVED | 2021-11-01 |
Branch Locations
124 Bryna Ln, Carnegie, PA 15106 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
100 Emerson Lane Suite 1509, Bridgeville, PA 15017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tristate Capital Bank | Pittsburgh | PA | 07/2016 | 10/2018 |
| Chartwell Tsc Securities Corp. | Pittsburgh | PA | 07/2016 | 05/2019 |
| Chartwell Investment Partners | Pittsburgh | PA | 11/2018 | 05/2019 |
| Fsc Securities Corporation | Morgan | PA | 07/2019 | 10/2021 |
| Lpl Financial Llc | Bridgeville | PA | 11/2021 | Present |
1) 1/2018 - Business Entity For Tax/Investment Purposes Only - SEASONS FINANCIAL ADVISORS LLC - Not Investment Related - BRIDGEVILLE PA 15017 2) 7/2019 - DBA for LPL Business (entity for LPL business) - HPK PROVIDENT ADVISORS - Investment Related - BRIDGEVILLE, PA 15017 3) 11/2021 - Non-Variable Insurance - Brian Paluso - Investment Related - BRIDGEVILLE, PA 15017 4) 05/04/2023 - Nursing Your Nest Egg - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/15/2023 - 40 Hours Per Month/40 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-02-07 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-22 |
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