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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-01-20 |
Branch Locations
2801 Hwy 280 S Ste 1-400, Birmingham, AL 35223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Birmingham | AL | 11/2013 | 01/2023 |
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 01/2023 | Present |
ASJ ENTERPRISES LLC, INV RELATED, TAMPA, FL, 25.11% OWNERSHIP, START 7/26/1993, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING HOURS, NO DUTIES OR DECISION MAKING AUTHORITY OVER THIS FAMILY PARTNERSHIP.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-10 |
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