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Lisa Ann Rash

Rbc Capital Markets, LLC

Minneapolis, MN

Long Lake, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-25
MN RA APPROVED 2017-06-30
  • TX RA
    APPROVED_RES
    Since 2025-02-25
  • MN RA
    APPROVED
    Since 2017-06-30

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Long Lake, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Piper Jaffray Minneapolis MN 11/1997 Present
Rbc Capital Markets, Llc Minneapolis MN 04/2014 Present
  • 11/1997 → Present
    U.S. Bancorp Piper Jaffray
    Minneapolis, MN
  • 04/2014 → Present
    Rbc Capital Markets, Llc
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-30
S63 Uniform Securities Agent State Law Examination 1994-11-21
  • S66 Uniform Combined State Law Examination
    2017-06-30
  • S63 Uniform Securities Agent State Law Examination
    1994-11-21
Other Names
  • Lisa Ann Wallentine
  • Lisa A Wallentine

View on SEC IAPD

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