Janet Smith

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2017 → 03/2018
  Janney Montgomery Scott Llc
  Philadelphia, PA
• 07/2016 → 02/2017
  Unemployed
  Newtown, PA
• 03/2018 → 02/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wayne, PA
• 02/2023 → Present
  Morgan Stanley
  Boca Raton, FL

Previous Registrations

• 2018-04-25 → 2023-02-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wayne, PA
  Yardley, PA
  Philadelphia, PA
• 2017-02-22 → 2018-04-03
  Janney Montgomery Scott Llc
  Philadelphia, PA
• 2002-06-03 → 2016-07-29
  Ubs Financial Services Inc.
  Philadelphia, PA
  Northfield, NJ
  Linwood, NJ
  Red Bank, NJ
  Weehawken, NJ
  Weehawken, NJ

Other Businesses

For profit or not for profit: Profit Name of outside business organization: Rental Property Investment related: No Address of business: Newtown, PA 18940 Nature of business: Rental Property Compensation for Activity (Yes/No only): Yes Position, title, associationOwner Start date of relationship: 8/1/2017 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: Landlord *624424 - Doordash; Investment related: No; San Francisco, California; Delivery service; Contractor(proprietor, partner, officer, director, employee, trustee, agent); 2/2025; During business hours: 0; After business hours: 20; Labor/Service

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-04-03
• S63 Uniform Securities Agent State Law Examination
  1996-09-27

Other Names

• Janet Leslie Smith
• Janet Grello