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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-26 |
| IL | RA | APPROVED | 2024-04-04 |
Branch Locations
2211 York Road Suite 100, Oak Brook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thinkorswim, Inc. | Chicago | IL | 02/2007 | 08/2021 |
| Td Ameritrade, Inc. | Chicago | IL | 05/2010 | 08/2021 |
| Avon | Chicago | IL | 09/2010 | 08/2021 |
| Robinhood Financial, Llc | Chicago | IL | 09/2021 | 07/2022 |
| Morgan Stanley | Oak Brook | IL | 01/2024 | Present |
| Ulta Beauty | Arlington Hegiths | IL | 09/2022 | Present |
*583357 - Ulta Beauty; Investment related: No; Maryland; Retail/Online Stores; Employee (proprietor, partner, officer, director, employee, trustee, agent); 09/2022; During business hours: 0; After business hours: 20; Customer Service *619185 - Nielsen Ratings ; Investment related: No; New York, New York; Other:Technology; Panel member (proprietor, partner, officer, director, employee, trustee, agent); 11/2024; During business hours: 0; After business hours: 10; report TV shows my family and I watch on a regular basis *690183 - Dior; Investment Related - No; New York, New York; Retail/Online Stores; Contractor (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 05/2026; During Business Hours: 0; After Business Hours: 5; Sales/Marketing
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2011-01-18 |
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