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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-24 |
| MN | RA | APPROVED | 2020-10-27 |
Branch Locations
3425 40Th Avenue Nw Suite 200, Rochester, MN 55901 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Rochester | MN | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Rochester | MN | 11/2016 | 10/2020 |
| Stifel Nicolaus & Co Inc | Rochester | MN | 10/2020 | Present |
1. Revelation; 111 E Water St, Decorah, IA 52101; Woman's boutique; Vice President; Maintenance; 11/10/2020; 5 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-27 |
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