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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-09-25
FL RA APPROVED 2020-09-21
  • TX RA
    APPROVED
    Since 2020-09-25
  • FL RA
    APPROVED
    Since 2020-09-21

Branch Locations

200 Central Avenue 24Th Floor, St. Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Crystal River FL 11/2000 09/2020
Bank Of America, N.A. Saint Petersburgh FL 12/2009 09/2020
Raymond James & Associates Saint Petersburg FL 09/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-05-10
S63 Uniform Securities Agent State Law Examination 1994-04-15
  • S65 Uniform Investment Adviser Law Examination
    1994-05-10
  • S63 Uniform Securities Agent State Law Examination
    1994-04-15
Other Names
  • Michael K Dudley
  • Michael Keith Dudley
  • M Keith Dudley
  • Keith Dudley
  • Michael Keith Dudley

View on SEC IAPD

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