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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-09-25 |
| FL | RA | APPROVED | 2020-09-21 |
Branch Locations
200 Central Avenue 24Th Floor, St. Petersburg, FL 33701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Crystal River | FL | 11/2000 | 09/2020 |
| Bank Of America, N.A. | Saint Petersburgh | FL | 12/2009 | 09/2020 |
| Raymond James & Associates | Saint Petersburg | FL | 09/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-15 |
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