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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-04-05 |
| CA | RA | APPROVED | 2022-04-04 |
Branch Locations
3100 W Ray Rd Ste 201 San Tan Corporate Cent, Chandler, AZ 85226 • United States
Chandler, AZ • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Financial Equity Corporation | Scottsdale | AZ | 09/2007 | 04/2022 |
| Ameriprise Financial Services, Llc | Chandler | AZ | 04/2022 | Present |
Business Ownership; G Consulting LLC; Run the Business; Consulting; 5121 Camellia Drive, , Chandler, AZ, 85248; Not Investment-Related; 06/01/2006; 20 to 39 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-04-02 |
| S65 | Uniform Investment Adviser Law Examination | 1994-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-30 |
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