Brett Thomas Bartkiewicz

Raymond James Financial Services Advisors, Inc

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Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2024-04-25

CT RA
APPROVED

Since 2024-04-25

Branch Locations

30 Tower Lane, Avon, CT 06001 • United States

Avon, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Td Bank N.A.	Hartford	CT	03/2016	04/2024
Td Private Client Wealth Llc	Hartford	CT	03/2016	04/2024
Raymond James Financial Services, Inc.	Avon	CT	04/2024	Present
Raymond James Financial Services Advisors, Inc.	Avon	CT	04/2024	Present
Crescent Point Private Wealth	Avon	CT	04/2024	Present

03/2016 → 04/2024

Td Bank N.A.

Hartford, CT
03/2016 → 04/2024

Td Private Client Wealth Llc

Hartford, CT
04/2024 → Present

Raymond James Financial Services, Inc.

Avon, CT
04/2024 → Present

Raymond James Financial Services Advisors, Inc.

Avon, CT
04/2024 → Present

Crescent Point Private Wealth

Avon, CT

Previous Registrations

2016-04-06 → 2024-05-10

Td Private Client Wealth Llc

Hartford, CT

Wilton, CT

Springfield, MA
2015-09-24 → 2016-03-30

Mercer Global Advisors Inc.

Radnor, PA
2011-08-08 → 2015-09-10

Wellesley Asset Management, Inc.

Portsmouth, NH
2010-03-09 → 2011-09-22

Reby Advisors, Llc

Danbury, CT
2006-03-21 → 2008-11-28

Fisher Investments

Avon, CT

Plano, TX
2003-11-10 → 2006-03-22

Wells Fargo Clearing Services, Llc

Watertown, CT

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2016-06-17
S65	Uniform Investment Adviser Law Examination	1995-01-10

S63 Uniform Securities Agent State Law Examination

2016-06-17
S65 Uniform Investment Adviser Law Examination

1995-01-10

Other Names

Brett Bartkiewicz

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC

PARK AVENUE SECURITIES LLC

IRONWOOD CAPITAL ADVISORS LLC

IRONWOOD CAPITAL CONNECTICUT I LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CGN ADVISORS, LLC

Other Investors

JASON JAMES WARNKE

Avery Scott Barlow

Michael Robert Becconsall

ELIOT MITCHEL WEISSBERG

RANALD KIM NICHOLAS

DAVID J GILLARD

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Avon, CT

EDWARD JONES · AVON, CT

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Avon, CT

PARK AVENUE SECURITIES LLC · AVON, CT

IRONWOOD CAPITAL ADVISORS LLC · AVON, CT

IRONWOOD CAPITAL CONNECTICUT I LLC · AVON, CT

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · AVON, CT

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Avon, CT

More in Avon, CT

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