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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-30 |
| AL | RA | APPROVED | 2025-10-29 |
| VT | RA | APPROVED | 2025-10-29 |
| ME | RA | APPROVED | 2013-08-29 |
Branch Locations
4 City Center 2Nd Floor, Portland, ME 04101 • United States
Kennebunk, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Portland | ME | 07/2013 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Portland | ME | 07/2013 | Present |
VACATION HOME RENTED WHEN NOT IN USE POSITION: Homeowner NATURE: Rental INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 21 Coombs Rd, Newry ME 04264, United States DESCRIPTION: We rent out our Ski House during the Spring and Summer.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-31 |
| S63 | Uniform Securities Agent State Law Examination | 2005-12-27 |
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