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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-08-27
  • KS RA
    APPROVED
    Since 2021-08-27

Branch Locations

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • UNITED STATES

Olathe, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Overland Park KS 01/2011 08/2020
Ivy Distributors, Inc Shawnee Mission KS 01/2011 04/2021
Ae Wealth Management, Llc Topeka KS 04/2021 Present
Ae Financial Services, Llc Topeka KS 05/2021 Present
Royal Alliance Associates, Inc. Jersey City NJ 08/2021 Present
  • 01/2011 → 08/2020
    Waddell & Reed Inc
    Overland Park, KS
  • 01/2011 → 04/2021
    Ivy Distributors, Inc
    Shawnee Mission, KS
  • 04/2021 → Present
    Topeka, KS
  • 05/2021 → Present
    Ae Financial Services, Llc
    Topeka, KS
  • 08/2021 → Present
    Royal Alliance Associates, Inc.
    Jersey City, NJ
Previous Registrations
  • 2021-05-24 → 2021-08-23
    Topeka, KS
  • 2011-01-24 → 2020-10-07
    Waddell & Reed
    Overland Park, KS
  • 2010-06-28 → 2010-11-11
    Olathe, KS
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-25
  • S66 Uniform Combined State Law Examination
    2010-06-25

View on SEC IAPD

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