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Alan Brum

Raymond James & Associates, Inc.

St. Petersburg, FL

East Brunswick, NJ

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-04-27
  • NJ RA
    APPROVED
    Since 2026-04-27

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

East Brunswick, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Jersey City NJ 07/2010 01/2021
Kestra Investment Serivces, Llc Austin TX 01/2021 03/2025
Kestra Advisory Services, Llc Austin TX 01/2021 03/2025
Ameriprise Financial Services, Llc Webster TX 01/2026 04/2026
Indivisible Partners Clearwater FL 05/2025 08/2025
Unemployed East Brunswick NJ 09/2025 12/2025
Raymond James & Associates, Inc East Brunswick NJ 04/2026 Present
Previous Registrations
  • 2026-01-12 → 2026-03-24
    Ameriprise Financial Services, Llc
    Webster, TX
  • 2021-03-09 → 2025-03-25
    Kestra Advisory Services, Llc
    Austin, TX
    East Brunswick, NJ
  • 2010-07-15 → 2021-01-06
    Td Ameritrade, Inc.
    San Diego, CA
    San Diego, CA
    Jersey City, NJ
    Jersey City, NJ
  • 2010-07-15 → 2018-12-10
    Td Ameritrade Investment Management, Llc
    Jersey City, NJ
    Jersey City, NJ
  • 2009-03-30 → 2010-05-12
    Advisors Asset Management, Inc.
    Berkeley Heights, NJ
  • 2007-05-03 → 2009-02-10
    Morgan Stanley & Co. Llc
    Jersey City, NJ
  • 2007-01-22 → 2007-05-07
    Pnc Wealth Management Llc
    Hopewell, NJ
    North Brunswick, NJ
    Sergeantsville, NJ
    Pennington, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-10
S63 Uniform Securities Agent State Law Examination 2004-05-28
  • S66 Uniform Combined State Law Examination
    2007-01-10
  • S63 Uniform Securities Agent State Law Examination
    2004-05-28
Other Names
  • Alan T Brum
  • Alan Todd Brum
  • Alan Brum

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SAINT PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST. PETERSBURG, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ST.PETERSBURG, FL
RAYMOND JAMES INVESTMENT MANAGEMENT · St. Petersburg, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Saint Petersburg, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Saint Petersburg, FL
EAGLE ASSET MANAGEMENT INC · ST. PETERSBURG, FL
RAYMOND JAMES INVESTMENT MANAGEMENT · ST PETERSBURG, FL

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