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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2013-01-08
  • IL RA
    APPROVED
    Since 2013-01-08

Branch Locations

101 E Main St, Galesburg, IL 61401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Galesburg IL 09/2010 Present
First Mid-Illinois Bank Mattoon IL 05/2011 Present
Raymond James Financial Services Advisors Inc. Galesburg IL 01/2013 Present
First Mid-Illinois Bank & Trust Mattoongalesburg IL 11/2014 Present
First Mid Wealth Management Galesburg IL 04/2019 Present
  • 09/2010 → Present
    Raymond James Financial Services
    Galesburg, IL
  • 05/2011 → Present
    First Mid-Illinois Bank
    Mattoon, IL
  • 01/2013 → Present
    Galesburg, IL
  • 11/2014 → Present
    First Mid-Illinois Bank & Trust
    Mattoongalesburg, IL
  • 04/2019 → Present
    First Mid Wealth Management
    Galesburg, IL
Previous Registrations
Other Businesses

(1)Name of Business: First Mid Wealth Management Address: 1535 N Henderson St, Galesburg, IL, 61401, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 04/12/2019 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Investment management (2)Name of Business: First Mid-Illinois Bank and Trust Address: 1535 N Henderson St, Galesburg, IL, 61401, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 11/17/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Trust Officer

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-29
S65 Uniform Investment Adviser Law Examination 1998-09-01
S63 Uniform Securities Agent State Law Examination 1994-04-18
  • S66 Uniform Combined State Law Examination
    2012-10-29
  • S65 Uniform Investment Adviser Law Examination
    1998-09-01
  • S63 Uniform Securities Agent State Law Examination
    1994-04-18
Other Names
  • Mark T Mangieri

View on SEC IAPD

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