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Donald Robert Lutz

LPl Financial LLC

Albuquerque, NM

Albuquerque, NM

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-29
NM RA APPROVED 2022-05-18
  • TX RA
    APPROVED_RES
    Since 2022-06-29
  • NM RA
    APPROVED
    Since 2022-05-18

Branch Locations

3707 Juan Tabo Blvd., Ne, Albuquerque, NM 87111-3924 • United States

1301 Britt St Se, Albuquerque, NM 87123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Waverly IA 01/2000 Present
Cuna Mutual Group Waverly IA 01/2000 Present
Lpl Financial Llc Albuquerque NM 05/2022 Present
  • 01/2000 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 01/2000 → Present
    Cuna Mutual Group
    Waverly, IA
  • 05/2022 → Present
    Lpl Financial Llc
    Albuquerque, NM
Previous Registrations
  • 2002-10-23 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
    Albuquerque, NM
Other Businesses

1. 05-18-2022-MEMBERS Financial Services- Investment Related- AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-02-19
S65 Uniform Investment Adviser Law Examination 1995-02-24
  • S63 Uniform Securities Agent State Law Examination
    2000-02-19
  • S65 Uniform Investment Adviser Law Examination
    1995-02-24
Designations
Other Names
  • Donard R Lugz

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC
EAGLE STRATEGIES LLC

Other Investors

SUSAN MARIE MORRISON
DONALD AUSTIN MCDANIEL
KIRK RANDOLPH HUDSON
MATTHEW DAVID KELLER
Michelle Lea Phillips
Matthew John Ports
Jean-Marc D Grindatto
GREGORY JOSEPH ZANETTI

Other Offices

AAN WEALTH ADVISORS LLC · Albuquerque, NM
DXD CAPITAL · ALBUQUERQUE, NM
ALLWORTH FINANCIAL, L.P. · ALBUQUERQUE, NM
EDWARD JONES · ALBUQUERQUE, NM
ZANETTI FINANCIAL, LLC · ALBUQUERQUE, NM
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · ALBUQUERQUE, NM
AMERIPRISE FINANCIAL SERVICES, LLC · ALBUQUERQUE, NM
LPL FINANCIAL LLC · ALBUQUERQUE, NM

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