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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2024-04-30 |
| TX | RA | APPROVED_RES | 2024-04-18 |
Branch Locations
13030 Pierce Street Suite 201, Omaha, NE 68144 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Omaha | NE | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Omaha | NE | 11/2016 | 04/2024 |
| Stifel, Nicolaus & Company, Incorporated | Omaha | NE | 04/2024 | Present |
1. Red Bird Properties, LLC; 3410 S 101st ST Omaha NE 68124; Red Bird Properties, LLC, is an LLC I formed in the State of Nebraska to own my personal residence; Manager; Pay bills including property taxes; 06/06/2024; 1 hr/year; Not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-29 |
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