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Michael Joseph Robino

Stifel, Nicolaus & Company, Incorporated

Omaha, NE

CRD 2455284

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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-04-30
TX RA APPROVED_RES 2024-04-18
  • NE RA
    APPROVED
    Since 2024-04-30
  • TX RA
    APPROVED_RES
    Since 2024-04-18

Branch Locations

13030 Pierce Street Suite 201, Omaha, NE 68144 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Omaha NE 01/2011 11/2016
Wells Fargo Clearing Services, Llc Omaha NE 11/2016 04/2024
Stifel, Nicolaus & Company, Incorporated Omaha NE 04/2024 Present
Previous Registrations
  • 2011-01-03 → 2024-04-23
    Omaha, NE
    Omaha, NE
    Sioux Falls, SD
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2001-04-17 → 2011-01-03
    Wells Fargo Investments, Llc
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
Other Businesses

1. Red Bird Properties, LLC; 3410 S 101st ST Omaha NE 68124; Red Bird Properties, LLC, is an LLC I formed in the State of Nebraska to own my personal residence; Manager; Pay bills including property taxes; 06/06/2024; 1 hr/year; Not during securities trading hours; Investment-Related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-24
S63 Uniform Securities Agent State Law Examination 1994-04-29
  • S65 Uniform Investment Adviser Law Examination
    1999-09-24
  • S63 Uniform Securities Agent State Law Examination
    1994-04-29
Designations
  • Certified Financial Planner

View on SEC IAPD

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