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Mark Richard Rufenacht

Ameriprise Financial Services, LLC

Madison, WI

Verona, WI

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2009-10-05
  • WI RA
    APPROVED
    Since 2009-10-05

Branch Locations

1110 Fourier Dr Ste 100, Madison, WI 53717-1949 • United States

Verona, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Middleton WI 10/2009 03/2020
Ameriprise Financial Services, Inc. Middleton WI 10/2009 03/2020
Ameriprise Financial Services, Llc Madison WI 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Middleton, WI
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Middleton, WI
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Madison, WI
Previous Registrations
  • 2003-06-24 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Middleton, WI
    Middleton, WI
  • 2003-03-05 → 2003-06-25
    Choreo, Llc
    Madison, WI
Other Businesses

Real Estate Ownership; Single Family; 3268 Dorchester Way Madison WI 53719, ,; ; .

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-28
S63 Uniform Securities Agent State Law Examination 1994-05-16
  • S65 Uniform Investment Adviser Law Examination
    2007-06-28
  • S63 Uniform Securities Agent State Law Examination
    1994-05-16

View on SEC IAPD

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Other Investors

KRISTY LYNN REED
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SEAN STEPHEN WAYNE
TRAVIS RICHARD HEISER
MICHAEL DONALD GANT
Renee Elizabeth Lucas
ORSAN M KHARBUSH
Matthew Miller

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Madison, WI
LPL ENTERPRISE, LLC · MADISON, WI
CLF ASSET MANAGEMENT, INC. · MADISON, WI
EAGLE STRATEGIES LLC · MADISON, WI
VALMARK ADVISERS, INC. · Madison, WI
GREENPOINT ASSET MANAGEMENT V LLC · MADISON, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MADISON, WI
ASSOCIATED INVESTMENT SERVICES, INC. · MADISON, WI

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