Stephen Hendrie Ledyard

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 11/2016
  Wells Fargo Advisors
  Scottsdale, AZ
• 11/2016 → 04/2023
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
• 04/2023 → Present
  Wells Fargo Advisors Financial Network, Llc
  Scottsdale, AZ

Previous Registrations

• 2013-05-17 → 2023-04-05
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ
• 2009-06-01 → 2013-06-13
  Morgan Stanley
  Scottsdale, AZ
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Scottsdale, AZ
• 2006-09-22 → 2007-04-02
  Morgan Stanley Dw Inc.
  Scottsdale, AZ
  Phoenix, AZ

Other Businesses

BALATA, LLC; INV. RELATED; PHOENIX,AZ; 100% OWNERSHIP; START DATE 04/11/2023; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; FINET PRACTICE. POWER OF ATTORNEY FOR SON; INV RELATED; PHOENIX, AZ; POA; START DATE: 09/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-23
• S63 Uniform Securities Agent State Law Examination
  1994-03-28

Designations

• Certified Financial Planner

Other Names

• Stephen Hendrie Ladyard