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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-04-06 |
| TX | RA | APPROVED_RES | 2023-04-05 |
Branch Locations
6991 E Camelback Rd Ste D200, Scottsdale, AZ 85251 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Scottsdale | AZ | 05/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 11/2016 | 04/2023 |
| Wells Fargo Advisors Financial Network, Llc | Scottsdale | AZ | 04/2023 | Present |
BALATA, LLC; INV. RELATED; PHOENIX,AZ; 100% OWNERSHIP; START DATE 04/11/2023; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; FINET PRACTICE. POWER OF ATTORNEY FOR SON; INV RELATED; PHOENIX, AZ; POA; START DATE: 09/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-28 |
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