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Raymond Lee Hobson

Hf Advisory Group, LLC

Annapolis, MD

CRD 2454746

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Employer firm

Hf Advisory Group, LLC CRD 309051

$322M regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Hf Advisory Group, Llc

166 Defense Highway Suite 102, Annapolis, MD 21401 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-01-09
TX RA APPROVED 2021-04-22
  • MD RA
    APPROVED
    Since 2024-01-09
  • TX RA
    APPROVED
    Since 2021-04-22

Branch Locations

166 Defense Highway Suite 102, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Broker Dealer Financial Services Corp Annapolis MD 11/2009 01/2017
Institute For Wealth Advisors Dallas TX 01/2017 04/2019
Institute For Wealth Management Llc Denver CO 04/2019 07/2020
Hf Advisory Group, Llc Annapolis MD 06/2020 Present
  • 11/2009 → 01/2017
    Broker Dealer Financial Services Corp
    Annapolis, MD
  • 01/2017 → 04/2019
    Institute For Wealth Advisors
    Dallas, TX
  • 04/2019 → 07/2020
    Institute For Wealth Management Llc
    Denver, CO
  • 06/2020 → Present
    Annapolis, MD
Previous Registrations
  • 2019-05-10 → 2020-10-07
    Denver, CO
    Annapolis, MD
  • 2017-01-27 → 2019-04-30
    Institute For Wealth Advisors, Inc.
    Annapolis, MD
    Denver, CO
  • 2009-11-25 → 2017-04-03
    Investment Advisors Corp
    Owings Mills, MD
    Annapolis, MD
    Annapolis, MD
  • 2008-10-31 → 2009-11-27
    Osaic Services, Inc.
    Annapolis, MD
  • 2002-03-08 → 2008-10-31
    American General Securities Incorporated
    Houston, TX
    Annapolis, MD
    Annapolis, MD
    Westminister, MD
    Westminster, MD
Other Businesses

RAYMOND HOBSON, INDEPENDENT INSURANCE SALES, COMMENCED 10/2001, DBA, INVESTMENT RELATED, 10 HOURS PER MONTH, 100% OWNERSHIP, AGENT/REP

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-21
S65 Uniform Investment Adviser Law Examination 1999-06-08
S63 Uniform Securities Agent State Law Examination 1994-06-15
  • S66 Uniform Combined State Law Examination
    2001-05-21
  • S65 Uniform Investment Adviser Law Examination
    1999-06-08
  • S63 Uniform Securities Agent State Law Examination
    1994-06-15
Designations
  • Certified Financial Planner
Other Names
  • Ray Hobson

View on SEC IAPD

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