Inactive

Raymond Lee Hobson

Hf Advisory Group, LLC

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Current Employers

Hf Advisory Group, Llc

166 Defense Highway Suite 102, Annapolis, MD 21401 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2024-01-09
TX	RA	APPROVED	2021-04-22

MD RA
APPROVED

Since 2024-01-09
TX RA
APPROVED

Since 2021-04-22

Branch Locations

166 Defense Highway Suite 102, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Broker Dealer Financial Services Corp	Annapolis	MD	11/2009	01/2017
Institute For Wealth Advisors	Dallas	TX	01/2017	04/2019
Institute For Wealth Management Llc	Denver	CO	04/2019	07/2020
Hf Advisory Group, Llc	Annapolis	MD	06/2020	Present

11/2009 → 01/2017

Broker Dealer Financial Services Corp

Annapolis, MD
01/2017 → 04/2019

Institute For Wealth Advisors

Dallas, TX
04/2019 → 07/2020

Institute For Wealth Management Llc

Denver, CO
06/2020 → Present

Hf Advisory Group, Llc

Annapolis, MD

Previous Registrations

2019-05-10 → 2020-10-07

The Institute

Denver, CO

Annapolis, MD
2017-01-27 → 2019-04-30

Institute For Wealth Advisors, Inc.

Annapolis, MD

Denver, CO
2009-11-25 → 2017-04-03

Investment Advisors Corp

Owings Mills, MD

Annapolis, MD

Annapolis, MD
2008-10-31 → 2009-11-27

Osaic Services, Inc.

Annapolis, MD
2002-03-08 → 2008-10-31

American General Securities Incorporated

Houston, TX

Annapolis, MD

Annapolis, MD

Westminister, MD

Westminster, MD

Other Businesses

RAYMOND HOBSON, INDEPENDENT INSURANCE SALES, COMMENCED 10/2001, DBA, INVESTMENT RELATED, 10 HOURS PER MONTH, 100% OWNERSHIP, AGENT/REP

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-05-21
S65	Uniform Investment Adviser Law Examination	1999-06-08
S63	Uniform Securities Agent State Law Examination	1994-06-15

S66 Uniform Combined State Law Examination

2001-05-21
S65 Uniform Investment Adviser Law Examination

1999-06-08
S63 Uniform Securities Agent State Law Examination

1994-06-15

Designations

Other Names

Ray Hobson

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CETERA INVESTMENT ADVISERS LLC

RCS FINANCIAL PLANNING, LLC

MARINER INDEPENDENT

EQUITABLE ADVISORS, LLC

WELLS FARGO CLEARING SERVICES, LLC

Other Investors

Robert E Saunders

DONALD WILLIAM COLLETT

LEE DONALD BOLLHORST

JAMES WILSON THOMAS

Stefen Thomas Main

SAMANTHA MARIE LONG

Daniel Maris Beigel

JOSEPH WALLACE DUBINSKI

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · ANNAPOLIS, MD

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ANNAPOLIS, MD

CETERA INVESTMENT ADVISERS LLC · Annapolis, MD

RCS FINANCIAL PLANNING, LLC · ANNAPOLIS, MD

AMERIPRISE FINANCIAL SERVICES, LLC · Annapolis, MD

MARINER INDEPENDENT · Annapolis, MD

EQUITABLE ADVISORS, LLC · ANNAPOLIS, MD

WELLS FARGO CLEARING SERVICES, LLC · ANNAPOLIS, MD

More in Annapolis, MD

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