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Richard Glen Smith

Edward Jones

Tyler, TX

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-10-22
  • TX RA
    APPROVED
    Since 2010-10-22

Branch Locations

1397 Dominion Plz Suite 130, Tyler, TX 75703-1027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 10/2010 Present
Previous Registrations
  • 1994-04-06 → 2010-10-25
    Investment Centers Of America, Inc.
    Gilmer, TX
    Tyler, TX
    Longview, TX
    Longview, TX
    Tyler, TX
    Tyler, TX
    Tyler, TX
    Big Sandy, TX
    Longview, TX
    Longview, TX
    Longview, TX
    Gladewater, TX
    Tyler, TX
    Marshall, TX
    Grand Saline, TX
    Kilgore, TX
    Emory, TX
    Van, TX
    Bullard, TX
    Whitehouse, TX
    Tyler, TX
    Whitehouse, TX
    Frankston, TX
    Palestine, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-03-07
S63 Uniform Securities Agent State Law Examination 1994-03-31
  • S65 Uniform Investment Adviser Law Examination
    2006-03-07
  • S63 Uniform Securities Agent State Law Examination
    1994-03-31

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED
EAGLE STRATEGIES LLC
LEGACY GROUP
MORGAN STANLEY
AMERIPRISE FINANCIAL SERVICES, LLC
J.P. MORGAN SECURITIES LLC
ADVISOR RESOURCE COUNCIL
OSAIC WEALTH, INC.

Other Investors

JOHN MARK ROGERS
ZACHARY ROSS SABOTA
ELIZABETH CLARK LYNN
MICHAEL A ALLEN SABOTA
ZACHARY FRED TALLY
MICHAEL WAYNE EVANS
ELIZABETH ANNE GETER
JOHN CALVIN OBERG

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · TYLER, TX
EAGLE STRATEGIES LLC · TYLER, TX
LEGACY GROUP · TYLER, TX
MORGAN STANLEY · Tyler, TX
AMERIPRISE FINANCIAL SERVICES, LLC · Tyler, TX
EDWARD JONES · TYLER, TX
J.P. MORGAN SECURITIES LLC · TYLER, TX
ADVISOR RESOURCE COUNCIL · Tyler, TX

More in Tyler, TX

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