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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-02-16 |
| SC | RA | APPROVED | 2021-11-22 |
Branch Locations
300 North Main Street Suite 400, Greenville, SC 29601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenville | SC | 07/2004 | 11/2021 |
| Bank Of America, N.A. | Greenville | SC | 07/2004 | 11/2021 |
| Baird | Greenville | SC | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-17 |
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