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425 2Nd Street Se Suite 1200, Cedar Rapids, IA 52401-1818 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-02 |
| MN | RA | APPROVED | 2024-02-13 |
| TX | RA | APPROVED_RES | 2020-12-17 |
| LA | RA | APPROVED | 2020-12-07 |
| IA | RA | APPROVED | 1999-07-01 |
Branch Locations
425 2Nd St. Se, Ste. 1200, Cedar Rapids, IA 52401 • United States
425 2Nd Street Se Suite 1200, Cedar Rapids, IA 52401-1818 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonefield Investmentadvisory | Cedar Rapids | IA | 12/2005 | Present |
| Cetera Advisors Llc | El Segundo | CA | 01/2013 | 01/2021 |
1)INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 3HOURS/MONTH NONE DURING SECURITIES HOURS, DBA NAME FOR OUTSIDE ACTIVITIES IS CORNERSTONE CAPITAL MANAGEMENT. 2) 628 FOXWORTH LANE; NOT INVESTMENT RELATED; 628 FOXWORTH LANE, HOLMES BEACH, FL 34217; HOME RENTAL; START 6/2015; LESS THAN 1 HOUR/WEEK AFTER SECURITIES TRADING HOURS; OWNER. 3) 603 CONCORD LANE; NOT INVESTMENT RELATED; 603 CONCORD LANE, HOLMES BEACH, FL 34217; HOME RENTAL; START 09/2021; LESS THAN 1 HOUR/WEEK AFTER SECURITIES TRADING HOURS; OWNER.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-03-01 |
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