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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-08-01 |
Branch Locations
3471 Knickerbocker Road, San Angelo, TX 76904 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Financial Bank | San Angelo | TX | 08/2016 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 07/2007 | 08/2016 |
| Cetera Investment Advisers Llc | San Angelo | TX | 01/2014 | 08/2016 |
| First Financial Investment Advisors | San Angelo | TX | 08/2016 | Present |
| Raymond James Financial Services,Inc | San Angelo | TX | 08/2016 | Present |
| Raymond James Financial Services Advisors Inc. | San Angelo | TX | 08/2016 | Present |
| Poa For Ruthie Barker | San Angelo | TX | 10/2009 | Present |
(1)Name of Business: First Financial Bank Address: 3471 Knickerbocker Rd, San Angelo, TX, 76904, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 08/01/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Investment Advisory (2)Name of Business: First Financial Investment Advisors Address: 3471 Knickerbocker Rd, San Angelo, TX, 76904, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/23/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Investment Executive
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-17 |
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