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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-17 |
| NM | RA | APPROVED | 2016-11-04 |
Branch Locations
2701 San Pedro Ne Ste 4, Albuquerque, NM 87110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward D. Jones & Co., L.P. | Los Lunas | NM | 01/1994 | 11/2016 |
| Lpl Financial, Llc | Albuquerque | NM | 11/2016 | Present |
1. 11/01/2016 - RAIGOZA WEALTH MANAGEMENT/ NON-VARIABLE INSURANCE/ 5%/ ALBUQUERQUE, NM 2. 11/01/2016 - RAIGOZA WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 35%/ ALBUQUERQUE, NM 3. 3/31/2021 - Uber Eats - Not Investment Related - Albuquerque, NM - Outside/W-2 Employment - Delivery Driver - 24 Hours Per Month/0 Hours During Securities Trading. 4. 09/22/2021 - Lyft - Not Investment Related - Albuquerque greater metro area - Outside/W-2 Employment - Start Date: 09/20/2021 - 30 Hours Per Month/0 Hours During Securities Trading - Lyft driver. 5. 10/13/2022 - No Business Name - Not Investment Related - Home Based - Other-Uber driver - Start Date: 10/01/2021 - 10 Hours Per Month/0 Hours During Securities Trading. 6. 09/27/2023 - National Hispanic Cultural Center - Non-Profit Board Member - Board of Directors - Not Investment Related - Alburquerque, NM - Start Date 08/02/2023 - 2 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-31 |
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