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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-06-24 |
| CA | RA | APPROVED | 2009-05-04 |
Branch Locations
915 West Imperial Highway Suite 140, Brea, CA 92821 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Brea | CA | 04/2009 | Present |
| Raymond James Financial Services Advisors | Brea | CA | 04/2009 | Present |
(1)Name of Business: Foley Living Trust Address: 127 n Hidden cyn, orange, CA, 92869, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/08/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner (2)Name of Business: foleykefalsinvestment services inc. Address: 915 w imperial hwy suite 140 brea ca 92821 suite 140, Brea, CA, 92821, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/11/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: owner of company
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-02 |
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