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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2018-12-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Birmingham | AL | 11/2015 | 12/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2016 | 12/2018 |
| Lpl Financial Llc | Birmingham | AL | 12/2018 | Present |
| Renassant Bank | Birmingham | AL | 12/2018 | Present |
1)12/12/2018 - Renasant Financial - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2)12/12/2018 - Renasant Bank - Financial Institution Duty - inv rel - at reported business location(s) - start: 11/2018 - 160 hr/mth 3)12/12/2018 - Snowplace Inc. - Business Entity For Tax/Investment Purposes Only - inv rel - Coker, AL - start: 11/1991
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-15 |
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