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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-02-24
  • TX RA
    APPROVED
    Since 2014-02-24

Branch Locations

5301 Sw Parkway, Bldg 2 Suite 300, Austin, TX 78735 • United States

Austin, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Austin TX 02/2014 Present
City National Bank Austin TX 06/2020 01/2025
Previous Registrations
Other Businesses

(1) TEXAS PERFORMING ARTS; ADDRESS: PO BOX 7818, AUSTIN, TX 78713; BUSINESS DESCRIPTION: PERFORMING ARTS FOR UNIVERSITY OF TEXAS AT AUSTIN; NOT INVESTMENT RELATED; START DATE: 04/08/2016; CAPACITY: DIRECTOR; DUTIES: INTRODUCTIONS AND ATTEND PERFORMANCES; HOURS DEVOTED PER WEEK: .10; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) EANES EDUCATION FOUNDATION; ADDRESS: 601 CAMP CRAFT ROAD, AUSTIN, TX 78746; BUSINESS DESCRIPTION: HELPS PROVIDE AND SUSTAIN DISTRICT WIDE OPPORTUNITIES FOR EDUCATIONAL EXCELLENCE; NOT INVESTMENT RELATED; START DATE: 06/01/2016; CAPACITY: BOARD OF DIRECTORS; DUTIES: DEVELOP NEW DONORS; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) DESERT DOOR; ADDRESS: AUSTIN, TX; BUSINESS DESCRIPTION: LIQUOR MANUFACTURER; NOT INVESTMENT RELATED; START DATE: 03/27/2017; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (4) NAME OF ENTITY: Treasurer, Kelly Marwill School board campaign ADDRESS: 3418 Rain Forest Drive, Austin TX 78746 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Campaign for school board election START DATE: 12.01.23 CAPACITY: Treasurer DUTIES: Accounting for donations into campaign. Tracking expenditures for campaign. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-09
S63 Uniform Securities Agent State Law Examination 1994-05-11
  • S65 Uniform Investment Adviser Law Examination
    2003-07-09
  • S63 Uniform Securities Agent State Law Examination
    1994-05-11
Other Names
  • Tim Marwill

View on SEC IAPD

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