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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-02-24 |
Branch Locations
5301 Sw Parkway, Bldg 2 Suite 300, Austin, TX 78735 • United States
Austin, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Austin | TX | 02/2014 | Present |
| City National Bank | Austin | TX | 06/2020 | 01/2025 |
(1) TEXAS PERFORMING ARTS; ADDRESS: PO BOX 7818, AUSTIN, TX 78713; BUSINESS DESCRIPTION: PERFORMING ARTS FOR UNIVERSITY OF TEXAS AT AUSTIN; NOT INVESTMENT RELATED; START DATE: 04/08/2016; CAPACITY: DIRECTOR; DUTIES: INTRODUCTIONS AND ATTEND PERFORMANCES; HOURS DEVOTED PER WEEK: .10; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) EANES EDUCATION FOUNDATION; ADDRESS: 601 CAMP CRAFT ROAD, AUSTIN, TX 78746; BUSINESS DESCRIPTION: HELPS PROVIDE AND SUSTAIN DISTRICT WIDE OPPORTUNITIES FOR EDUCATIONAL EXCELLENCE; NOT INVESTMENT RELATED; START DATE: 06/01/2016; CAPACITY: BOARD OF DIRECTORS; DUTIES: DEVELOP NEW DONORS; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) DESERT DOOR; ADDRESS: AUSTIN, TX; BUSINESS DESCRIPTION: LIQUOR MANUFACTURER; NOT INVESTMENT RELATED; START DATE: 03/27/2017; CAPACITY: OWNER-PASSIVE; DUTIES: NONE; HOURS DEVOTED PER WEEK: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: NONE (4) NAME OF ENTITY: Treasurer, Kelly Marwill School board campaign ADDRESS: 3418 Rain Forest Drive, Austin TX 78746 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Campaign for school board election START DATE: 12.01.23 CAPACITY: Treasurer DUTIES: Accounting for donations into campaign. Tracking expenditures for campaign. HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-11 |
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