Maureen P Butler

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-03-14
NJ	RA	APPROVED	2022-01-24

TX RA
APPROVED

Since 2022-03-14
NJ RA
APPROVED

Since 2022-01-24

Branch Locations

1030 Broad Street 3Rd Floor, Shrewsbury, NJ 07702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
R.M. Stark & Co., Inc.	Delray Beach	FL	06/2012	12/2017
Lpl Financial Llc	Matawan	NJ	01/2018	08/2021
Morgan Stanley Smith Barney Llc	Shrewsbury	NJ	09/2021	Present

06/2012 → 12/2017

R.M. Stark & Co., Inc.

Delray Beach, FL
01/2018 → 08/2021

Lpl Financial Llc

Matawan, NJ
09/2021 → Present

Morgan Stanley Smith Barney Llc

Shrewsbury, NJ

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-01-22
S63	Uniform Securities Agent State Law Examination	2019-08-22

S65 Uniform Investment Adviser Law Examination

2022-01-22
S63 Uniform Securities Agent State Law Examination

2019-08-22

Other Names

Maureen Patricia Holihan
Maureen Patricia Butler

View on SEC IAPD

Other Firms

STIFEL, NICOLAUS & COMPANY, INCORPORATED

PARK AVENUE SECURITIES LLC

SANCTUARY ADVISORS, LLC

WORLD INVESTMENT ADVISORS, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

PFS INVESTMENTS INC.

RAYMOND JAMES & ASSOCIATES, INC.

CETERA INVESTMENT ADVISERS LLC

Other Investors

LORI ROSE ATTANASIO

Melanie D Kramer

CARI ROBYN PAKULA

HENRY EDWARD FRENZEL

LARRY HOWARD LEHRMAN

DAVID THOMAS PALLADINO

RICHARD JOSEPH SALERNO

KEITH JOSEPH RYAN

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · SHREWSBURY, NJ

PARK AVENUE SECURITIES LLC · SHREWSBURY, NJ

SANCTUARY ADVISORS, LLC · SHREWSBURY, NJ

WORLD INVESTMENT ADVISORS, LLC · SHREWSBURY, NJ

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SHREWSBURY, NJ

PFS INVESTMENTS INC. · TINTON FALLS, NJ

RAYMOND JAMES & ASSOCIATES, INC. · Tinton Falls, NJ

CETERA INVESTMENT ADVISERS LLC · Tinton Falls, NJ

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