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Ryan Riley Westphal

Wells Fargo Clearing Services, LLC

Oak Brook, IL

Deerfield, IL

Deerfield, IL

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-17
  • IL RA
    APPROVED
    Since 2025-03-17

Branch Locations

1515 W 22Nd St Ste 700, Oak Brook, IL 60523 • United States

500 Lake Cook Rd Stes 175 & 300, Deerfield, IL 60015 • United States

500 Lake Cook Rd Ste 300 [Yq-Rbo], Deerfield, IL 60015 • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Scottsdale AZ 01/2014 10/2016
Td Ameritrade Oak Brook IL 10/2016 12/2022
Charles Schwab & Co., Inc. Schaumburg IL 12/2022 03/2025
Charles Schwab Bank Ssb Schaumburg IL 07/2024 03/2025
Wells Fargo Clearing Services Chicago IL 03/2025 Present
  • 01/2014 → 10/2016
    Wells Fargo Advisors, Llc
    Scottsdale, AZ
  • 10/2016 → 12/2022
    Td Ameritrade
    Oak Brook, IL
  • 12/2022 → 03/2025
    Charles Schwab & Co., Inc.
    Schaumburg, IL
  • 07/2024 → 03/2025
    Charles Schwab Bank Ssb
    Schaumburg, IL
  • 03/2025 → Present
    Wells Fargo Clearing Services
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-28
  • S66 Uniform Combined State Law Examination
    2011-04-28
Other Names
  • Ryan Riley Westphal
  • Ryan Westphal

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL
LPL FINANCIAL LLC · OAK BROOK, IL

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